Overview
Across the globe, financial regulators are increasingly focusing on how compliance teams manage the risk of communications across electronic platforms. Digital messages can be the first sign of potentially high-risk behaviour, and regulators want to ensure that firms are monitoring these interactions and linking them to abusive trading.
TZEC captures the full spectrum of electronic interactions taking place across your firm. It ingests and normalises data from various sources, employing advanced algorithms to detect anomalies and patterns that are indicative of suspicious behaviour, before linking them to relevant trade activity for further analysis. TZEC utilises eflow’s unique Global Lexicon Service so that financial institutions can identify signs of market abuse based on global data and behavioural trends, not just their own limited terms. This means that TZEC provides a depth and breadth of eComms surveillance that is simply unmatched.
Thanks to its ability to undertake deep-dive analysis of all types of communication channels in a matter of seconds, TZEC enables firms to monitor and analyse vast quantities of data while streamlining surveillance operations and mitigating against the risk of non-compliance. The platform also maintains detailed logs of all communications and actions taken, providing an essential component of your regulatory record-keeping obligations.
Key Features
TZEC functionality includes:
- Automatically monitor all forms of structured and unstructured electronic communications for suspicious activity through one integrated platform
- Digitally link suspicious communications to high-risk trade activity for further investigation with added context
- Sophisticated natural language processing algorithms enable you to interrogate unstructured data quickly and efficiently
- Ingest data from multiple digital sources, including email providers, Microsoft Teams, Slack, Bloomberg messaging, Red Box call recording, and other platforms
- Proactive, behavioural-led alert generation based on historic activity and continuous language analysis
- Detect if an individual’s messages are threatening or coercive through the platform’s ‘sentiment analysis’ capabilities
- Use the TZEC sandbox environment to test various parameter and tolerance configurations without impacting your live system
- Automatically generate a digital audit trail as part of your regulatory record-keeping obligations
Key Benefits
Benefits of TZEC include:
- Streamline your eComms surveillance and reporting on multiple channels through one integrated system
- Choose from preset or customisable reports to generate management information quickly and efficiently
- Continuously enhance your surveillance through machine-learning of behavioural and linguistic trends
- Generate comprehensive audit trails through the platform to save time, effort and resources
- Enable informed decision-making by generating a contextualised view of suspicious trades
- Manage and escalate market abuse alerts more efficiently through a centralised digital system
- Universal communications channel handling capabilities enable new channels to be surveilled with ease
- Fine-tune your platform’s configuration by experimenting with various parameters in an independent sandbox
