Overview
MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct and effectively oversee regulatory obligations. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of the company, employees and third-party vendors and provide evidence of regulatory compliance. MCO’s comprehensive approach ensures that firms can remedy potential risk before it becomes a problem.
Key Features
MyComplianceOffice helps companies, large and small, meet evolving regulatory needs and ensure compliance more easily. Our interconnected suites with a centralized data center offer firms a comprehensive and cost-effective complete compliance solution. Our “Know Your” solution suites are built on the dynamic MyComplianceOffice platform. Its capabilities enable comprehensive monitoring and reporting, workflow-directed task management, real-time exception alerts and integrated data sets, including global company and security master of public and private companies.
·Know Your Employee provides compliance teams with an easy and affordable way to monitor, manage and ensure adherence to employee policies, identifying issues before they become problems and mitigating the risk of misconduct.
·Know Your Transactions helps firmsmitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandates and investment banking activities.
·Know Your Third-Party delivers compliance a clearer picture of the risks faced from third parties, providing oversight of due diligence activities associated with third party relationships including vendors, customers, counterparties, agents and partners.
·Know Your Risk helps firms maximize the effectiveness and efficiency of the regulatory oversight process by gaining a holistic and aggregate view of their risk profile and easily providing proof of compliance.
Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get firms up and running quickly and cost-efficiently. With 1300+ client firms in over 105 countries and employees around the world, MCO delivers affordable, easy-to-use compliance technology.
Key Benefits
- One platform
- One data source
- One log-in for all products in the suite
- Highly flexible environment
- Extensible solution grows with a firm; start with one module and add on as needed
- Interfaces with many systems; CRM, HR, etc
- Easy-to-use UI and corresponding mobile app drive employee usage
