Risk & Compliance Intelligence Platform: AML Module

SS&C’s Risk & Compliance Intelligence Platform (RCI) provides accurate and detailed surveillance and analysis of all transactions, orders, account activity and holdings. Every day, Chiefs of Compliance and Compliance teams look to RCI to assist them in their mandated day-to-day supervisory activities. With RCI’s automated surveillance capability powered by an extensive library of pre-configured and customizable compliance tests supporting FINRA, SEC, Bank Secrecy Act and world-wide AML regulations, RCI provides the essential elements for a single compliance environment, eliminating the need to integrate data from multiple applications.

• Powered by a sophisticated user-calibrated matching algorithm that increases accuracy and reduces false positives.
• Standardized to seamlessly leverage Refinitive World-Check sanctions and watch list risk intelligence data for the global screening of names and entities against 600+ regulatory, government agency, PEP and adverse media lists.
• Extends screening capability to include ad-hoc name or entity look-up, user firm created and managed black/white lists, individuals on heightened supervision.
• Includes compliance centric workflow, compliance case archiving and retrieval, as well as features to help you evidence supervision and oversight.

The SS&C Anti_Money Laundering module provides analysis of account holdings as well as asset movements in an investor’s account to identify and alert on out of the ordinary behavior or unusual patterns of activity. Users have access to an extensive library of user configured Watch/Sanctions List and transaction monitoring tests, as well as the RCI Compliance Test Builder.