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Know Your Customer (KYC/CDD)

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Overview

Know Your Customer (KYC/CDD)

Any 'Know your Customer' process starts when on-boarding a new customer. This is when you gather your initial information about your clients. The purpose of this information is to identify the natural person(s) controlling the account, also called the 'ultimate beneficial owner', and whether restrictive sanctions apply or not. The goal of the KYC process is to assess the level of risk this person imposes on the bank when serving them. Based on this risk assessment, the bank decides on accepting the client and if so, to define the initial risk rating and potential additional risk remediation measures to be put in place. This solution includes the periodic account review, to re-assess the risk rating for a client.

Key Features

Identification and Verification

  • Predefined information to be gathered for identification
  • Standard workflows
  • Automated verification process
  • Connectivity with relevant internal and external data sources
  • GDPR compliant

Sanctions and PEP Screenings

  • Sanction lists
  • PEP lists
  • Adverse media lists
  • Automated IVR/EVR checks
  • White listing

Client Risk Rating

  • Scoring model for unambiguous risk rating
  • Comparison of risk rating within peer groups
  • Periodic account reviews initiated from signals and requests (internal and external)

Key Benefits

  • End-to-end KYC process enablement
  • One central application for all information
  • SIRA and GDPR compliant
  • Full integration with other modules
  • Intuitive screens providing situational awareness

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Product/Service details