Funds-Axis Regulatory Rules Portals - Global Exchanges and Global Disclosures

Globalexchanges.com provides comprehensive due diligence on over 170 stock exchanges located in over 100 jurisdictions, including emerging markets in Europe, Asia, Africa and South America. This solution supports managers in meeting the UCITS requirements to perform on-going eligible markets due diligence on the stock exchanges and markets into which they invest. This has an added importance now that the depositary liability provisions of UCITS V and AIFMD are placing more focus on the need to consider the risks of investing into different markets.

Globaldisclosures.com supports comprehensive monitoring capabilities for global regulatory investment disclosures for over 70 countries. This includes compliance for:

• European Union Transparency Directive Limits
• Reporting for U.S. Section 13D, 13G and 13F
• Global Short Selling Rules
• Takeover disclosure rules such as UK Takeover Rule 8
• Foreign Investment Limits
• Sensitive Sector Rules

We offer complete transparency; all back-up material including legislation, forms, data lists for each rule or review is available online and is fully auditable. As well as full access to both portals, clients receive daily updates and daily and monthly bulletins. Access to the portals can be granted instantly, no set-up is required.

To access our regulatory compliance solutions, schedule a demo or schedule a limited trial of our services, contact Jason Murray at jason.murray@funds-axis.com or call +44 2890 329736.