Marketing Compliance in the Financial Services Industry: Supporting Truth in Advertising with Technology

Among the greatest challenges faced by banks, broker-dealers, insurance companies and other financial services firms is to rigorously review sales and marketing materials for compliance with firm and regulatory requirements, and do so in an efficient process that supports sales and marketing initiatives in a timely manner.

This webinar will feature Neil Katkov, PhD, Director of Risk at Celent, and RegEd Product Management leaders who will provide an overview of the different challenges faced by the financial services industry in regards to marketing and advertising compliance. The webinar will also detail some of the factors to consider when deciding on advanced technology to manage your advertising and marketing compliance process.