ベンダー
English
search

Just a Reminder: TradingScreen Order Audit Trail System Reporting

Email Call back Website
Create a vendor selection project
Click to express your interest in this report
Indication of coverage against your requirements
A subscription is required to activate this feature. Contact us for more info.
Celent have reviewed this profile and believe it to be accurate.
We are waiting for the vendor to publish their solution profile. Contact us or request the RFX.
Projects allow you to export Registered Vendor details and survey responses for analysis outside of Marsh CND. Please refer to the Marsh CND User Guide for detailed instructions.
Download Registered Vendor Survey responses as PDF
Contact vendor directly with specific questions (ie. pricing, capacity, etc)
2014/07/31

In case you didn’t know, TradingScreen helps broker-dealers using our sell-side OMS and EMS to stay compliant with FINRA’s Order Audit Trail System (OATSTM). Reports are automatically uploaded to FINRA’s site where their status can be viewed. TradingScreen will also keep an archive of customers' files for auditing purposes. It’s all part of TradingScreen’s effort to simplify global markets for all investment participants.

Click on the link above to learn more about OATS, or contact us for more information on our reporting solution.

TradingScreen – Simplifying Global Markets.

詳細はこちら

記事 details

Media Type
Press Releases