Vendors
日本語

ITG Compliance Monitoring System

Create a vendor selection project
Click to express your interest in this report
Indication of coverage against your requirements
A subscription is required to activate this feature. Contact us for more info.
Celent have reviewed this profile and believe it to be accurate.
We are waiting for the vendor to publish their solution profile. Contact us or request the RFX.
Projects allow you to export Registered Vendor details and survey responses for analysis outside of Marsh CND. Please refer to the Marsh CND User Guide for detailed instructions.
Download Registered Vendor Survey responses as PDF
Contact vendor directly with specific questions (ie. pricing, capacity, etc)

Overview

Centrally manage global portfolio compliance activity across all phases of the investment process, security types, and global compliance directives. Real-time, pre-trade compliance checks help you avoid potential violations of ownership thresholds or other restrictions prior to execution. End-of-day capabilities automate the process of determining daily compliance status across a wide range of investments, funds, and mandates.

Key Features

Build and apply rules easily. Use our global rules library, “natural language” rule-building facility, and “drag and drop” capabilities to apply rules to portfolios or accounts.

Make informed investment decisions. Portfolio Managers can analyze the compliance impact of a proposed portfolio change quickly and effectively.

Protects your investments. Adheres to simple restriction rules as well as performs complex real-time calculations to minimize losses from excessive style drift, insufficient diversification, and credit exposure.

Resolve and respond quickly. View all relevant data for investigating exceptions through drill-down capabilities and links to embedded supporting documentation. Quickly compile historical data online to satisfy common requests from regulators and auditors.

Demonstrate “affirmative compliance”. Going beyond exception-based systems, it maintains your state of compliance for all rule evaluations, pass or fail.

Key Benefits

http://www.itg.com/platforms/itg-order-management-systems/#ITG-Compliance-Monitoring-System

Media

Documents